Changqiao says its licensed entities are overseen by overseas regulators (HK SFC), funds are segregated in independent custodian accounts, and assets are custodied by DTCC and HKSCC with ICF protection; it will implement required rectifications.Abstract: Changqiao Securities states that its licensed entities are regulated by overseas authorities, notably the Hong Kong SFC. Client funds are fully segregated and kept in independent custodian accounts. U.S. and Hong Kong securities are custodied by DTCC and HKSCC and protected by the Hong Kong Investor Compensation Fund. The company commits to comply with rectification requirements and applicable laws.

AirdropBlackHole

2026-05-25 13:40:31

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On May 22, in response to the China Securities Regulatory Commission's investigation and proposed administrative penalties against Changqiao Securities and related entities, Changqiao Securities stated that its licensed entities are regulated by overseas regulatory bodies such as the Hong Kong Securities and Futures Commission. Changqiao emphasized that customer funds are completely separated from the company's operational funds and are stored in independent custodian bank accounts as required by regulations. The U.S. and Hong Kong stocks held are respectively custodied by the Depository Trust & Clearing Corporation (DTCC) and Hong Kong Securities Clearing Company Limited (HKSCC), and are protected by the Hong Kong Investor Compensation Fund (ICF). Furthermore, the company will strictly implement all rectification requirements and advance related arrangements in compliance with the law.

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Changqiao Securities Responds: Will Strictly Implement Rectification Requirements and Comply with Legal Arrangements

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