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Changqiao Securities responds: Will strictly implement all rectification requirements and promote related arrangements in accordance with the law and regulations.

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Golden Financial reports that on May 22, the China Securities Regulatory Commission (CSRC) launched an investigation into Changqiao Securities and is planning to impose administrative penalties on related domestic and overseas entities. Changqiao Securities responded that its licensed entities are regulated by the Hong Kong Securities and Futures Commission (SFC) and other overseas regulatory agencies. Changqiao emphasized that client funds are completely segregated from company operating funds and are kept in independent custodial bank accounts as required by regulations; the held US stocks and Hong Kong stocks are respectively managed by the US Depository Trust & Clearing Corporation (DTCC) and Hong Kong Securities Clearing Company Limited (HKSCC), and are protected by the Hong Kong Investors Compensation Fund (ICF). Meanwhile, the company will strictly implement all rectification requirements and promote related arrangements in accordance with the law and regulations. (Jin10)
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