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Tiger Securities: The subsidiary was fined 308.1 million RMB by Beijing regulators for illegal activities such as conducting unlicensed cross-border securities business in China.
Deep Tide TechFlow News, on May 22, announced to Shangrong Technology (formerly Tiger Securities) that on May 22, 2026, some of the company's subsidiaries received a notice from the Beijing Regulatory Bureau of the China Securities Regulatory Commission, indicating that the CSRC Beijing Regulatory Bureau has launched an investigation into their suspected illegal activities involving securities, funds, and futures businesses, and found that these subsidiaries engaged in unlicensed cross-border securities activities as well as illegal activities related to funds and futures in mainland China.
According to the investigation results, the CSRC Beijing Regulatory Bureau imposed administrative penalties totaling approximately 308.1 million RMB and confiscated illegal gains totaling about 103.1 million RMB. The company's director, CEO, and actual controller Mr. Wu Tanhua also received a warning and was fined 1.25 million RMB. As of the end of 2025, retail client assets in mainland China accounted for about 10% of the company's total client assets in the consolidated financial statements. (Jin10 Data APP)