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#GateFounderDrHan13thAnniversaryLetter The SEC has granted partial exemption for DeFi from broker registration
Interfaces like Uniswap UI, MetaMask Swap, and aggregators can operate without broker status:
— if they do not touch funds
— do not give advice
— do not profit from order flow.
Ironically, SBF claimed in 2022 that this would not be allowed. Turns out, he was mistaken.