Shanghai Stock Exchange Market Operation Report (March 30, 2026, to April 3, 2026)

2026-04-04 17:32:48

Market Overview

Indices

| | Close | Change (%) | P/E (times) | | SSE Composite Index | 3880 | -0.86 | 16.1 | | STAR Market Composite Index | 1632 | -1.87 | 67.4 | | STAR Market 50 | 1256 | -3.42 | 62.3 | | SSE 180 | 9567 | -0.85 | 12.5 | | SSE 380 | 6650 | -2.13 | 24.1 |

Note: P/E ratios are based on prior-year annual report profits and exclude loss-making companies.

Turnover

	Amount Traded (RMB 100 million)
Main board stocks	31544
Block trades	14
STAR Market stocks	10031
After-hours fixed-price trading	0.2
Block trades	12.1
Bonds	128301.9
Spot	9355.6
Repurchases	118887.8
Lending	58.6
Funds	17818
ETFs (including exchange-traded money market funds)	17669

Size

		Value
Main board stocks	Market cap (RMB 100 million)	53.3
Number of listed companies	1705
STAR Market stocks	Market cap (RMB 100 million)	10.4
Number of listed companies	606
Bonds	Bond custody (RMB 100 million)	200747
Funds	Units (100 million units)	20670
Market value (RMB 100 million)	35390
ETF units (100 million units)	20257
ETF market value (RMB 100 million)	33792

Note: ETFs include exchange-traded money market funds.

Shanghai-Hong Kong Stock Connect

	Trading Value (RMB 100 million)
Shanghai Stock Connect	4372
Stock Connect (Hong Kong)	2501

Stock options

	Value
Listed contracts	594
SSE 50ETF options	122
CSI 300ETF options	120
CSI 500ETF options	132
Huaxia STAR Market 50ETF options	114
E Fund STAR Market 50ETF options	106
Weekly contract notional value traded (RMB 100 million)	9554.5
SSE 50ETF options	1193.32
CSI 300ETF options	1931.69
CSI 500ETF options	5697.85
Huaxia STAR Market 50ETF options	631.32
E Fund STAR Market 50ETF options	100.32
Weekly trading volume (10,000 lots)	2085.18
SSE 50ETF options	396.87
CSI 300ETF options	419.57
CSI 500ETF options	743.38
Huaxia STAR Market 50ETF options	452.56
E Fund STAR Market 50ETF options	72.8
Total open interest (10,000 lots)	620.5
SSE 50ETF options	136.9
CSI 300ETF options	125.56
CSI 500ETF options	134.07
Huaxia STAR Market 50ETF options	181.3
E Fund STAR Market 50ETF options	42.67

Financing and fundraising overview

Issuance and listing

		Number	Financing Amount (RMB 100 million)
Main board stock	IPO	0	0.0
Follow-on financing	46	8.8
STAR Market stock	IPO	1	10.5
Follow-on financing	16	10.7
Bonds		226	1625

Note 1: Financing amount is based on the listing date.

Note 2: Starting from June 2020, equity follow-on financing includes fundraising through preferred shares.

Note 3: Bond financing includes corporate bonds (including corporate debentures) and asset-backed securities.

Main board project status

Accepted for review (companies)
Cumulative accepted	224
Asked during review	7	Pending follow-up	2
Review suspended	8	Review terminated	133
Already to be heard	80
Review by the Shanghai Municipal Committee (companies)
Approved	76	Not approved	2
Delayed review	0	Voluntarily withdrawn	2
CSRC registration (companies)
Submitted for registration	74
Approved for registration	70	Not approved for registration	0
During registration process	1	Registration terminated	3
Issuance and listing (companies)
In issuance	2	Registration approval obtained	2

Note: Data statistics are up to this Friday 17:00.

STAR Market project status

Accepted for review (companies)
Cumulative accepted	1002
Asked during review	17	Pending follow-up	4
Review suspended	19	Review terminated	319
Already to be heard	668
Review by the Shanghai Municipal Committee (companies)
Approved	646	Not approved	15
Delayed review	0	Voluntarily withdrawn	7
CSRC registration (companies)
Submitted for registration	643
Approved for registration	613	Not approved for registration	1
During registration process	3	Registration terminated	26
Issuance and listing (companies)
In issuance	3	Registration approval obtained	0

Note: Data statistics are up to this Friday 17:00.

Corporate bond review

From March 30, 2026 to April 3, 2026, the Shanghai Stock Exchange accepted bond issuance applications from 111 companies in total, with a proposed total issuance amount of 1498.768 billion.

Regulatory overview of the Shanghai market

Regulation of listed companies

From March 30, 2026 to April 3, 2026, the company regulation department of the Shanghai Stock Exchange sent 10 regulatory letters in total, including 9 regulatory work letters and 1 inquiry letter; through in-process and post-process regulation, it required listed companies to disclose 13 supplemental/corrective announcements. At the same time, it strengthened coordinated regulation of information disclosure and abnormal stock prices: for companies that disclosed sensitive information or whose stock prices experienced obvious abnormal fluctuations, it proposed initiating 26 cases of insider trading and abnormal trading investigation.

Market trading regulation

From March 30, 2026 to April 3, 2026, the Shanghai Stock Exchange took self-regulatory measures for 205 incidents of abnormal securities trading behaviors such as price manipulation and false declarations. It focused monitoring on funds with relatively high premiums, such as the China-Korea Semiconductor ETF, Southern Oil LOF, and S&P Oil & Gas ETF, and key monitoring was also applied to *ST Zhengping (rights protection) and other delisting risk warning stocks with abnormal volatility. It conducted special reviews of major matters involving 22 listed companies, and reported 1 set of leads regarding suspected violations of laws and regulations to the CSRC.

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