Nord Fund Management Co., Ltd. Public offering funds' securities trading and commission payment status through securities companies (Fiscal Year 2025)

I. Selection Criteria and Procedures for Choosing a Securities Firm to Participate in Securities Transactions

Nord Fund Management Co., Ltd., when selecting a securities firm, strictly follows the relevant requirements of the China Securities Investment Fund Industry Association. The basic principle for selecting a securities firm to participate in securities transactions is: the securities firm shall be one with sound financial condition, standardized business practices, strong compliance and risk control capabilities, and strong transaction, research, and other service capabilities.

During the selection process, the company strictly follows the principles of openness, fairness, and impartiality. The investment research department scores each quarter based on factors such as the timeliness of the securities firm’s investment research services, their level of personalization, the quality and quantity of research reports, and contribution level. After compliance review, the company determines the list of partner securities firms and the commission allocation ratios. All scoring results are based on objective data and actual performance.

II. Annual Aggregation and Allocation of Trading Volume and Trading Commissions

(A) Securities Investment Using Rented Securities Firms’ Trading Seats and Commission Payments

1. Equity Investments and Commission Payments

Amount unit: RMB

2. Securities Investment Commissions Payments and Allocation

Amount unit: RMB

(B) Arrangements for Securities Investment and Commission Payments Handled by the Brokered Securities Firms

Amount unit: RMB

Selected Funds under Nord Fund Management Co., Ltd.

2025 Annual Report Notice on the Publication of Information

The board of directors of this company and hereby guarantee that the information contained in the annual report of the Fund contains no false records, misleading statements, or major omissions, and assumes individual and joint responsibility for the truthfulness, accuracy, and completeness of its contents.

Selected funds under Nord Fund Management Co., Ltd.:

Nord Value Advantage Hybrid Securities Investment Fund

Nord Theme Flexible Allocation Hybrid Securities Investment Fund

Nord Enhanced Income Bond Securities Investment Fund

Nord Growth Advantage Hybrid Securities Investment Fund

Nord Small- and Mid-Cap Hybrid Securities Investment Fund

Nord Cyclical Strategy Hybrid Securities Investment Fund

Nord Money Market Fund

Nord Growth Select Flexible Allocation Hybrid Securities Investment Fund

Nord New Enjoy Flexible Allocation Hybrid Securities Investment Fund

Nord Quantitative Blue-Chip Enhanced Hybrid Securities Investment Fund

Nord New Prosper Flexible Allocation Hybrid Securities Investment Fund

Nord Nord Yi Flexible Allocation Hybrid Securities Investment Fund

Nord Nord Wang Flexible Allocation Hybrid Securities Investment Fund

Nord Tianfu Flexible Allocation Hybrid Securities Investment Fund

Nord Consumption Upgrade Flexible Allocation Hybrid Securities Investment Fund

Nord Quantitative Core Flexible Allocation Hybrid Securities Investment Fund

Nord Short-Term Bond Securities Investment Fund

Nord New Life Hybrid Securities Investment Fund

Nord Strategy Select Hybrid Securities Investment Fund

Nord CSI Research and Innovation 100 Index Securities Investment Fund

Nord Diversified Selection Allocation Three-Month Regular Open Hybrid Fund of Fund (FOF)

Nord Huiying Pure Bond One-Year Regular Open Bond Securities Investment Fund in the Form of a Securities Investment Fund Manager Initiated Offering

Nord Anying Pure Bond Bond Securities Investment Fund

Nord Anrui 39-Month Regular Open Bond Securities Investment Fund

Nord Quantitative Optimal 6-Month Holding Period Hybrid Securities Investment Fund

Nord Anhong Pure Bond Bond Securities Investment Fund

Nord Quality Consumption 6-Month Holding Period Hybrid Securities Investment Fund

Nord Advantage Industry Hybrid Securities Investment Fund

Nord Ansheng Pure Bond Bond Securities Investment Fund

Nord Xingyuan Optimal One-Year Holding Period Hybrid Securities Investment Fund

Nord Value Discovery One-Year Holding Period Hybrid Securities Investment Fund

Nord Quantitative Pioneer One-Year Holding Period Hybrid Securities Investment Fund

Nord New Energy Vehicles Hybrid Securities Investment Fund

Nord Anyuan Pure Bond Bond Securities Investment Fund

Nord Strategy Return Equity Securities Investment Fund

Nord Xingxin Trend Hybrid Securities Investment Fund

Nord Short- and Medium-Term Bond Securities Investment Fund

Nord Huixiang Steady Three-Month Holding Period Fund of Funds (FOF)

Nord Ancheng Li Rate Bond Securities Investment Fund

Nord CSI Certificate of Deposit AAA Index 7-Day Holding Period Securities Investment Fund

Nord Anjinli Rate Bond Securities Investment Fund

Nord Anyue Bond Securities Investment Fund

Nord Fengjing 90-Day Holding Period Bond Securities Investment Fund

The full text of the 2025 annual report of the Nord Huazheng Value Select 50 Index Securities Investment Fund (in the form of a securities investment fund manager initiated offering) will be published on March 31, 2026 on this company’s website (www.nuodefund.com) and on the China Securities Regulatory Commission’s fund electronic disclosure website (

The fund manager of this fund promises to manage and use the fund assets in accordance with the principles of honesty and credibility and diligence and responsibility, but does not guarantee that the fund will certainly achieve profits, nor does it guarantee the minimum returns. Please fully understand the fund’s risk and return characteristics and make an investment decision prudently.

Notice is hereby given.

Nord Fund Management Co., Ltd.

March 31, 2026

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