SZSE: Disciplinary actions were taken between February 13 and February 26, 2026, against two cases of information disclosure violations and irregular operations.

K-LinePoet · 2026-04-01T07:55:27+00:00

In February 2026, our institute carried out disciplinary actions and regulatory oversight regarding violations involving information disclosure and standardized operations; multiple concern letters, inquiry letters, and other official correspondences were issued. At the same time, self-regulatory supervision was applied to 142 abnormal transactions, 5 major issues of listed companies were investigated, and 4 suspected illegal and irregular cases were reported.

K-LinePoet

2026-04-01 07:55:27

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From February 13, 2026 to February 26, 2026, this office imposed disciplinary sanctions on 2 instances of violations, involving violations related to information disclosure and standardized operations. Regulatory letters were issued for 2 instances of violations, also involving violations related to information disclosure and standardized operations. This week, 1 attention letter and 12 inquiry letters were issued, and 10 other letters were issued. From February 24, 2026 to February 27, 2026, this office adopted self-regulatory measures for 142 instances of abnormal securities trading behaviors, involving abnormal trading scenarios such as intraday markup and suppression, as well as false reporting, among others. The office conducted reviews of 5 major matters of listed companies and reported to the CSRC 4 case-violation-related leads involving suspected illegal and regulatory violations.

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