Zhongtai Securities Releases 2025 Internal Control Evaluation Report; Financial Report Internal Controls Receive Unqualified Audit Opinion

China Visit Network data China Taizong Securities Co., Ltd. published its 2025 annual internal control evaluation report on March 30, 2026. The evaluation benchmark date of the report is December 31, 2025. The company’s board of directors believes that, in all material respects, effective internal control over financial reporting has been maintained in accordance with the enterprise internal control regulatory framework, and there are no material defects in internal control over financial reporting as of the report’s evaluation benchmark date. Meanwhile, the company has not found any material defects in internal control over non-financial reporting.

The report shows that the scope of the internal control evaluation covers the company’s headquarters and eight main subsidiaries. The company’s assets and operating revenue each account for 100% of the consolidated financial statements. The business coverage includes the governance structure, risk management, and each major business line. The company focuses on risks in businesses such as brokerage, credit, proprietary trading, investment banking, and asset management, as well as on areas including subsidiary management and information technology.

According to the disclosed defect recognition standards, the quantitative criteria for a material defect in internal control over financial reporting involve asset misstatements accounting for more than 1% of total assets, or misstatements in shareholders’ equity accounting for more than 3% of equity. The quantitative criteria for a material defect in internal control over non-financial reporting are losses caused by internal control defects accounting for more than 1% of total assets or more than 3% of shareholders’ equity.

The audit firm hired by the company, RSM China Certified Public Accountants LLP, conducted an independent audit of the effectiveness of the company’s internal control over financial reporting and issued an internal control audit report with an unmodified (no-reservations) opinion. The report states that between the self-evaluation benchmark date and the date the report was issued, no factors occurred that would affect the evaluation conclusion regarding the effectiveness of internal control. For any general defects identified in the evaluation, the company has implemented rectifications, and the related risks are controllable. For 2026, the company said it will continue to improve the internal control system, strengthen risk management, and promote standardized operations and stable development.

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