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Orient Securities Co., Ltd. Announcement of Resolutions of the 14th Meeting of the Sixth Board of Directors
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Hong Kong regulatory authorities conduct independent inspections of KPMG Hong Kong annually. Recent three years of practice quality inspections have not identified any matters with material impact on audit businesses.
(II) Project Information
The basic information of project partners, signing registered accountants, and project quality control reviewers for KPMG China Huazhen and KPMG Hong Kong’s 2026 financial statement audit project for the Company is as follows:
Ms. Zhang Nan, the project partner and signing registered accountant designated for this project, obtained the Chinese Certified Public Accountant qualification in 2013. Ms. Zhang Nan has been practicing at KPMG China Huazhen since 2005 and has engaged in listed company audits since 2006. Over the past three years, Ms. Zhang Nan has signed or reviewed 7 listed company audit reports.
Mr. Ni Yi, the signing registered accountant designated for this project, obtained the Chinese Certified Public Accountant qualification in 2018. Mr. Ni Yi has been practicing at KPMG China Huazhen since 2014 and has engaged in listed company audits since 2014. Over the past three years, Mr. Ni Yi has signed or reviewed 2 listed company audit reports.
Mr. Jiang Kun, the quality control reviewer designated for this project, became a Chinese Certified Public Accountant in 2003 and began engaging in listed company audits from that time. He began working on listed company audits at KPMG in 2025. Over the past three years, he has signed or reviewed 2 listed company audit reports.
Mr. Peng Chengchu, the signing registered accountant designated for the Company’s international standards audit report, obtained the Hong Kong Certified Public Accountant qualification in 1995. Mr. Peng Chengchu has been practicing at KPMG Hong Kong since 1992 and began engaging in listed company audits in 1995. Over the past three years, Mr. Peng Chengchu has signed or reviewed more than 10 listed company audit reports.
The above personnel are scheduled to begin providing audit services to the Company upon approval by the Company’s shareholders’ meeting.
Over the past three years, the project partner, signing registered accountants, and project quality control reviewer have not been subjected to any criminal penalties, administrative penalties, administrative supervision measures by the China Securities Regulatory Commission or its dispatch institutions, or self-regulatory measures or disciplinary actions by securities exchanges or industry associations.
KPMG China Huazhen, KPMG Hong Kong, and the project partner, signing registered accountants, and project quality control reviewer have maintained independence in accordance with the provisions of professional ethics codes.
The total fees for the Company’s 2026 domestic and overseas audit, review, and other services shall not exceed RMB 3.3 million (excluding subsidiary audit fees; of which internal control audit fees are RMB 500,000). The 2026 audit service fees are determined in accordance with audit workload and fair and reasonable principles, with an increase not reaching 20%.
The Company will request authorization from the shareholders’ meeting. If audit content changes result in increased audit fees, the Company’s management will determine audit fees and execute related contracts according to market principles.
II. Procedures for the Proposed Re-engagement of Accounting Firms
(I) Audit Committee’s Review Opinion
The Audit Committee of the Company’s Sixth Board of Directors held its first meeting in 2026 on March 27, 2026, and reviewed and approved the “Proposal on Engaging Accounting Firms for 2026.” KPMG China Huazhen and KPMG Hong Kong have the professional competence, investor protection capability, independence, and integrity conditions to meet the Company’s requirements for audit institutions. All members of the Board Audit Committee agree to this re-engagement and consent to submitting the “Proposal on Engaging Accounting Firms for 2026” to the Board of Directors for review.
(II) Board’s Review and Voting Results
The 14th meeting of the Company’s Sixth Board of Directors was held on March 27, 2026, and the “Proposal on Engaging Accounting Firms for 2026” was reviewed and approved with 15 votes in favor, 0 votes opposed, and 0 votes abstained.
(III) Effective Date
The Company’s engagement of accounting firms for 2026 remains subject to review by the Company’s shareholders’ meeting and shall become effective from the date of approval by the shareholders’ meeting.
Hereby announced.
Board of Directors of Oriental Securities Co., Ltd.
March 27, 2026
Security Code: 600958 Security Abbreviation: Oriental Securities Announcement Number: 2026-013
Oriental Securities Co., Ltd.
Announcement of Resolutions of the 14th Meeting of the Sixth Board of Directors
The Board of Directors and all directors of this Company hereby guarantee that the contents of this announcement contain no false records, misleading statements, or material omissions, and assume legal responsibility for the authenticity, accuracy, and completeness of its contents.
The 14th meeting of the Sixth Board of Directors of Oriental Securities Co., Ltd. (hereinafter referred to as the “Company”) was notified on March 13, 2026 by electronic mail and personal delivery and was held on March 27, 2026 in the conference room on the 15th floor of Oriental Securities Building in a combination of on-site and video format. This meeting was attended by 15 directors as required, with 15 directors actually present. The meeting was presided over by Chairman Mr. Zhou Lei, and certain senior management personnel of the Company attended the meeting. The convening and conduct of this meeting was in compliance with the “Company Law,” “Company Articles of Association,” and other applicable regulations. The meeting reviewed and approved the following proposals:
I. Reviewed and Approved “Company 2025 Annual Board of Directors Work Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
This proposal requires submission to the shareholders’ meeting for review.
II. Reviewed and Approved “Company 2025 Annual Financial Settlement Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
This proposal requires submission to the shareholders’ meeting for review.
III. Reviewed and Approved “Company 2025 Annual Profit Distribution Plan”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
The Board of Directors agreed that the Company’s 2025 annual profit distribution will adopt a cash dividend method. Based on the total share capital of 8,496,645,292 shares as of the end of 2025, after deducting 61,546,481 shares held in the Company’s repurchase dedicated securities account, the Company proposes to distribute a cash dividend of RMB 2.00 per 10 shares (tax inclusive) to A-share and H-share shareholders registered as of the record date, totaling RMB 1.687 billion, accounting for 29.95% of the 2025 consolidated net profit attributable to parent company owners. The Company’s 2025 interim profit distribution was distributed in October 2025 with cash dividends of RMB 1.012 billion. Combined with the 2025 annual proposed distribution amount, this accounts for 47.91% of the 2025 consolidated net profit attributable to parent company owners.
Cash dividends are denominated and declared in RMB, paid in RMB to A-share shareholders, and paid in Hong Kong dollars to H-share shareholders. The actual amount of Hong Kong dollar payments will be calculated based on the average benchmark exchange rate between RMB and Hong Kong dollar published by the People’s Bank of China on the five working days before the Company’s 2025 annual shareholders’ meeting.
For detailed content of this proposal, see the “Company 2025 Annual Profit Distribution Plan Announcement” disclosed by the Company on the same day.
This proposal requires submission to the shareholders’ meeting for review.
IV. Reviewed and Approved “Proposal on Authorization for the Company’s 2026 Interim Profit Distribution”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
The Board of Directors agreed to request the Company’s 2025 annual shareholders’ meeting to authorize the Board of Directors to formulate the specific 2026 interim profit distribution plan based on the Company’s profitability, cash position, and relevant risk control indicator requirements, under the premise that the interim cash dividend ratio does not exceed 30% of the consolidated net profit attributable to parent company shareholders of the current period, and to implement it within the prescribed timeframe.
This proposal requires submission to the shareholders’ meeting for review.
V. Reviewed and Approved “Proposal on the Company’s 2026 Proprietary Trading Scale”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
The Board of Directors agreed that, under the premise of compliance with all regulatory requirements of the China Securities Regulatory Commission, the Company’s proprietary investment scale in equity securities and derivatives shall not exceed 80% of net capital, and proprietary investment scale in non-equity and derivatives shall not exceed 400% of net capital. The Company requests authorization from the shareholders’ meeting for the Board of Directors to determine specific investment scales within the above limits in accordance with market principles and the Company’s business development, subject to compliance with CSRC regulations on proprietary trading management and risk monitoring.
This proposal requires submission to the shareholders’ meeting for review.
VI. Reviewed and Approved “Proposal on General Authorization for the Company’s Issuance of Domestic and Overseas Debt Financing Instruments”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
The Board of Directors agreed that the total outstanding balance of the Company’s domestic and overseas debt financing instruments shall not exceed 270% of the previous year-end audited consolidated net assets (including issued outstanding domestic and overseas debt financing instruments), and requests the shareholders’ meeting to authorize the Board of Directors to grant management authority to fully handle the issuance of related matters within this authorization framework.
This proposal requires submission to the shareholders’ meeting for review.
VII. Reviewed and Approved “Company 2025 Annual Compliance Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
VIII. Reviewed and Approved “Company 2025 Annual Risk Management Work Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
IX. Reviewed and Approved “Company 2025 Annual Internal Control Evaluation Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
For detailed content of this proposal, see the “Company 2025 Annual Internal Control Evaluation Report” disclosed by the Company on the same day and the “Company Internal Control Audit Report” issued by KPMG China Huazhen Accounting Firm (Special General Partnership).
This proposal has been pre-approved by members of the Company’s Board Audit Committee.
X. Reviewed and Approved “Company 2025 Annual Compliance Management Effectiveness Assessment Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
XI. Reviewed and Approved “Company 2025 Annual Comprehensive Risk Management Assessment Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
XII. Reviewed and Approved “Company 2025 Annual Internal Audit Work Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
XIII. Reviewed and Approved “Company 2025 Annual Anti-Money Laundering Special Audit Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
XIV. Reviewed and Approved “Company 2025 Annual Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
For detailed content of this proposal, see the “Company 2025 Annual Report and its Summary” (A-shares) and “Company 2025 Annual Performance Announcement” (H-shares) disclosed by the Company on the same day.
This proposal has been pre-approved by members of the Company’s Board Audit Committee.
This proposal requires submission to the shareholders’ meeting for review.
XV. Reviewed and Approved “Company 2025 Annual Information Technology Management Special Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
XVI. Reviewed and Approved “Company 2025 Annual Sustainable Development/ESG Report”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
For detailed content of this proposal, see the “Company 2025 Annual Sustainable Development Report” (A-shares) and “Company 2025 Annual Environmental, Social and Governance Report” (H-shares) disclosed by the Company on the same day.
XVII. Reviewed and Approved “Proposal on the Company’s 2025 Annual Related Party Transactions Audit”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
This proposal has been pre-approved by members of the Company’s Board Audit Committee and the independent directors’ special meeting.
XVIII. Reviewed and Approved “Proposal on Projected Daily Related Party Transactions for the Company in 2026”
Related directors respectively recused themselves from voting on related transaction matters in this proposal, non-related directors voted, with no opposing votes or abstentions. This proposal was approved by voting.
For detailed content of this proposal, see the “Company Announcement on Projected Daily Related Party Transactions for the Company in 2026” disclosed by the Company on the same day.
This proposal has been pre-approved by members of the Company’s Board Audit Committee and the independent directors’ special meeting.
This proposal requires submission to the shareholders’ meeting for review.
XIX. Reviewed and Approved “Proposal on Projected External Guarantees for the Company in 2026”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
The Board of Directors agreed to request the shareholders’ meeting to review and approve that the total amount of new guarantees provided by the Company and subsidiaries to wholly-owned subsidiaries with asset-liability ratios of 70% or below shall not exceed 10% of the Company’s most recent audited net assets; the total amount of new guarantees provided to wholly-owned subsidiaries with asset-liability ratios exceeding 70% shall not exceed 10% of the Company’s most recent audited net assets.
The validity period of the above guarantee matters shall commence from the date the Company’s 2025 annual shareholders’ meeting approves this matter until the date the 2026 annual shareholders’ meeting convenes. The Company requests authorization from the shareholders’ meeting for the Board of Directors to be authorized and then sub-authorize the Company or subsidiaries’ management or authorized directors to fully handle all specific matters related to the above guarantees, including but not limited to execution of documents and fulfillment of approval and filing requirements by relevant regulatory authorities. When the Company or subsidiaries provide guarantee letters or issue guarantee documents to wholly-owned subsidiaries, they shall promptly fulfill corresponding information disclosure obligations in accordance with applicable regulations.
For detailed content of this proposal, see the “Company Announcement on Projected External Guarantees for the Company in 2026” disclosed by the Company on the same day.
This proposal requires submission to the shareholders’ meeting for review.
XX. Reviewed and Approved “Proposal on Engaging Accounting Firms for 2026”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
The Board of Directors agreed to continue to engage KPMG China Huazhen Accounting Firm (Special General Partnership) as the Company’s 2026 domestic audit institution and internal control audit institution, responsible for providing related audit services in accordance with Chinese accounting standards, with an engagement period of one year, with 2026 financial and special regulatory audit fees of RMB 1.2 million and internal control audit fees of RMB 500,000; agreed to continue to engage KPMG Accounting Firm as the Company’s 2026 overseas audit institution, responsible for providing related audit and review services in accordance with International Financial Reporting Standards, with an engagement period of one year, with 2025 financial audit fees of RMB 900,000 and semi-annual review fees of RMB 700,000; if audit content changes result in increased audit fees, the request shall be made for authorization from the shareholders’ meeting for the Company’s management to determine audit fees and execute related contracts according to market principles.
For detailed content of this proposal, see the “Company Announcement on Re-engagement of Accounting Firms for 2026” disclosed by the Company on the same day.
This proposal has been pre-approved by members of the Company’s Board Audit Committee.
This proposal requires submission to the shareholders’ meeting for review.
XXI. Reviewed and Approved “Report on the Company’s Directors’ 2025 Annual Performance Evaluation and Compensation”
Voting Result: 13 votes in favor, 0 votes opposed, 0 votes abstained, with 2 directors, Lu Dayin and Sun Weidong, recusing themselves from voting.
This proposal has been pre-approved by members of the Company’s Compensation and Nomination Committee.
This proposal requires submission to the shareholders’ meeting for review.
XXII. Reviewed and Approved “Report on the Company’s Senior Management 2025 Annual Performance Evaluation and Compensation”
Voting Result: 14 votes in favor, 0 votes opposed, 0 votes abstained, with director Lu Dayin recusing himself from voting.
This proposal has been pre-approved by members of the Company’s Compensation and Nomination Committee.
XXIII. Reviewed and Approved “2025 Annual Statement by Independent Directors of the Company”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
This proposal requires submission to the shareholders’ meeting for review.
XXIV. Reviewed and Approved “Proposal on Formulating the Company’s Directory and Senior Management Departure Management System”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
XXV. Reviewed and Approved “Company Three-Year Shareholder Return Plan (2026-2028)”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
This proposal requires submission to the shareholders’ meeting for review.
XXVI. Reviewed and Approved “Proposal on Convening the Company’s 2025 Annual Shareholders’ Meeting”
Voting Result: 15 votes in favor, 0 votes opposed, 0 votes abstained.
The Board of Directors agreed to convene the Company’s 2025 annual shareholders’ meeting in Shanghai and authorized the Chairman to determine the specific meeting date at an opportune time.
This Board meeting also heard the “Report on the Company’s 2025 Annual Net Capital Risk Control Indicator Implementation,” “Report on the 2025 Annual Performance of the Board Audit Committee,” as well as the “Report on Assessment of the Company’s 2025 Accounting Firms’ Performance” and “Report on the Board Audit Committee’s Supervision of Accounting Firms in 2025” submitted by the Audit Committee, and confirmed the “Special Opinion of the Company’s Board of Directors on the Independence of Independent Directors.”
Hereby announced.
Board of Directors of Oriental Securities Co., Ltd.
March 27, 2026
Security Code: 600958 Security Abbreviation: Oriental Securities
Oriental Securities Co., Ltd.
2025 Annual Sustainable Development Report Summary
Section 1 Important Notice
This summary is extracted from the full text of the Sustainable Development Report. For a comprehensive understanding of the Company’s environmental, social, and governance issues, related impacts, risks and opportunities, and the Company’s sustainable development strategy and other related matters, investors should carefully read the full text of the Sustainable Development Report on www.sse.com.cn website.
This Sustainable Development Report has been reviewed and approved by the Company’s Board of Directors.
SGS-Cstc Standards Technical Services Co., Ltd. has issued assurance or audit reports for the full text of the Sustainable Development Report (or partial topics and indicators).
Section 2 Report Basic Information
■
(1) Whether a governance institution responsible for managing and supervising sustainable development-related impacts, risks and opportunities has been established: √Yes, the name of this governance institution is Board Strategy and Sustainable Development Committee □No
(2) Whether an internal reporting mechanism for sustainable development information has been established: √Yes, the reporting method and frequency is that the Company’s Board Strategy and Sustainable Development Committee actively fulfills supervisory responsibilities regarding sustainable development matters. The Board and Board Strategy and Sustainable Development Committee review and approve sustainable development proposals each year through meetings. □No
(3) Whether a sustainable development supervision mechanism has been established, such as internal control systems, supervision procedures, supervision measures, and evaluation conditions: √Yes, related systems or measures are that the Company has established a “decision-making layer-management layer-implementation layer” top-down sustainable development management framework. The Board determines the Company’s sustainable development strategy and environmental, social, and governance (ESG) vision and targets, and is responsible for their effectiveness. The Board Strategy and Sustainable Development Committee researches the Company’s sustainable development (ESG) policies, targets, and management approaches and makes recommendations. The Comprehensive Deepening Reform Leading Group is responsible for overall leadership in implementing the financial “five major articles,” with ten subordinate work units including a green finance development work special unit, each headed by senior Company management personnel, responsible for identifying sustainable development risks and opportunities, formulating concepts and targets, and implementing regular performance evaluations. □No
Whether the Company engages in stakeholder communication through interviews, discussions, questionnaire surveys, etc., and has made disclosures: √Yes □No
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Note: The topics specified in “Shanghai Stock Exchange Self-Regulatory Management Guidance No. 14 for Listed Companies—Sustainable Development Report (Trial)” (hereinafter referred to as “Guidance No. 14”) that are not material to the Company include “Waste Treatment,” “Environmental Compliance Management,” “Energy Utilization,” “Water Resource Utilization,” “Circular Economy,” “Supply Chain Safety,” “Pollutant Emissions,” “Ecosystem and Biodiversity Protection,” “Equal Treatment of Small and Medium-sized Enterprises,” “Due Diligence,” and “Stakeholder Communication.” The above topics have been explained in the report according to Article 7 of “Guidance No. 14.” Of these, due diligence and stakeholder communication are important steps in the Company’s topic materiality assessment and are not assessed as topics; based on the Company’s financial enterprise attributes and actual office operations, “Pollutant Emissions,” “Ecosystem and Biodiversity Protection,” and “Equal Treatment of Small and Medium-sized Enterprises” are inapplicable topics; “Waste Treatment,” “Environmental Compliance Management,” “Energy Utilization,” “Water Resource Utilization,” “Circular Economy,” and “Supply Chain Safety” have not reached the threshold of the Company’s financial materiality and impact materiality judgments and are topics without materiality.
Security Code: 600958 Security Abbreviation: Oriental Securities Announcement Number: 2026-016
Oriental Securities Co., Ltd.
Announcement on Projected External Guarantees for the Company in 2026
The Board of Directors and all directors of this Company hereby guarantee that the contents of this announcement contain no false records, misleading statements, or material omissions, and assume legal responsibility for the authenticity, accuracy, and completeness of its contents.
Important Content Reminder:
● This guarantee projection: Oriental Securities Co., Ltd. (hereinafter referred to as the “Company”) Board of Directors reviewed and approved and submitted to the shareholders’ meeting for review. The total amount of new guarantees provided by the Company and subsidiaries to wholly-owned subsidiaries with asset-liability ratios of 70% or below and exceeding 70%, respectively, shall not exceed 10% of the Company’s most recent audited net assets.
● Name of guaranteed party: Wholly-owned subsidiaries directly and indirectly held by the Company
● Whether the guaranteed party is a related party of the Company: No
● Whether this guarantee has counter-guarantees: No
● Cumulative number of overdue external guarantees: None
I. Basic Situation of Guarantee Projection
Based on the Company’s operational plans and combined with the actual guarantee situation in prior years, in order to reduce financing costs and enhance the operational capabilities of subsidiaries, the Company and subsidiaries propose to provide guarantees for their wholly-owned subsidiaries. In accordance with applicable laws, regulations, and the “Company Articles of Association,” “Company External Guarantee Management Measures,” and other related regulations, the Board of Directors agreed to submit the following matters for the shareholders’ meeting to review and approve:
The total amount of new guarantees provided by the Company and subsidiaries to wholly-owned subsidiaries with asset-liability ratios exceeding 70% shall not exceed 10% of the Company’s most recent audited net assets.
Types of Guarantees: Including but not limited to guarantees for public or non-public issuance of domestic or overseas debt financing instruments (including but not limited to ordinary bonds, subordinated bonds, ultra-short-term financing notes, short-term financing notes, medium-term notes, etc.), domestic or overseas financial institution loans (including but not limited to bank credit, bank loans, syndicated loans, etc.) and other debts; including but not limited to guarantees for International Derivatives Framework Agreements (ISDA), Master Clearing Agreements, Bond Market Association/International Securities Market Association Global Repurchase Agreements (TBMA/ISMA GMRA), prime brokerage service agreements, precious metals trading physical transactions, brokerage businesses, issuance of structured notes, and other transactions.
Guarantee Types: Surety guarantees, mortgage guarantees, pledge guarantees, and other guarantee types prescribed by applicable laws and regulations.
Guaranteed Party: Wholly-owned subsidiaries directly and indirectly held by the Company.
Authorization Period: The validity period of the above guarantee matters shall commence from the date the Company’s 2025 annual shareholders’ meeting approves this matter until the date the 2026 annual shareholders’ meeting convenes.
Authorized Matters: Within the scope of the above guarantee elements including amount, types, guarantee types, guaranteed parties, and period, the shareholders’ meeting is requested to authorize the Company’s Board of Directors, which shall sub-authorize the Company or subsidiaries’ management or authorized directors to fully handle all specific matters related to the above guarantees, including but not limited to document execution and fulfillment of approval and filing requirements by relevant regulatory authorities. When the Company or subsidiaries provide guarantee letters or issue guarantee documents to wholly-owned subsidiaries, they shall promptly fulfill corresponding information disclosure obligations in accordance with applicable regulations.
II. Basic Information of Guaranteed Party
The above guaranteed parties include but are not limited to the following wholly-owned subsidiaries directly or indirectly held by the Company and their subordinate subsidiaries:
Address: 28-29/F, 100 Queen’s Road Central, Central, Hong Kong
Establishment Date: February 17, 2010
Registered Capital: HKD 3.754 billion
Shareholding Ratio: 100%
Chairman: Lu Dayin
Business Scope: Investment holding; through establishment of different subsidiaries and licensed granddaughter companies, separately engage in securities brokerage business, futures brokerage business, asset management business, investment banking business, margin financing business, and other business regulated by the Hong Kong Securities and Futures Commission pursuant to the “Securities and Futures Ordinance.”
According to audited financial data, as of December 31, 2025, the guaranteed party Oriental Financial Holdings had total assets of HKD 13.825 billion, total liabilities of HKD 11.417 billion, and net assets of HKD 2.408 billion; from January 1, 2025 to December 31, 2025, the guaranteed party achieved operating revenue of HKD 477 million and net profit of HKD 194 million.
The Company will determine other overseas wholly-owned subsidiaries and BVI companies as needed based on financing or transaction requirements.
As of the date of this announcement, there are no material contingent matters that affect the guaranteed party’s debt repayment capacity.
III. Necessity and Reasonableness of Guarantees
The Company’s annual guarantee projection aims to enrich the financing channels of the Company’s overseas subsidiaries, effectively reduce financing costs, and enhance the operational capabilities of the Company’s overseas subsidiaries. The guaranteed parties projected by the Company are all wholly-owned subsidiaries directly or indirectly held by the Company. The Company is able to timely understand their debt repayment capacity, guarantee risks are controllable, and will not damage the interests of the Company and shareholders.
IV. Board of Directors’ Opinion
The 14th meeting of the Company’s Sixth Board of Directors was held on March 27, 2026, and the “Proposal on Projected External Guarantees for the Company in 2026” was reviewed and approved with 15 votes in favor, 0 votes opposed, and 0 votes abstained. This proposal remains to be submitted to the shareholders’ meeting for review.
V. Cumulative Number of External Guarantees
As of the date of this announcement, the total external guarantee amount provided by the Company and controlling subsidiaries is RMB 14.361 billion, all of which are guarantees provided by the Company and controlling subsidiaries for wholly-owned subsidiaries, accounting for 17.37% of the Company’s audited net assets as of December 31, 2025. Of which, the total guarantee amount provided by the Company to controlling subsidiaries is RMB 2.731 billion, accounting for 3.30% of the Company’s most recent audited net assets. The Company and controlling subsidiaries have no overdue guarantees.
Hereby announced.
Board of Directors of Oriental Securities Co., Ltd.
March 27, 2026
Security Code: 600958 Security Abbreviation: Oriental Securities Announcement Number: 2026-014
Oriental Securities Co., Ltd.
2025 Annual Profit Distribution Plan Announcement
The Board of Directors and all directors of this Company hereby guarantee that the contents of this announcement contain no false records, misleading statements, or material omissions, and assume legal responsibility for the authenticity, accuracy, and completeness of its contents.
Important Content Reminder:
● Per Share Distribution Ratio: A cash dividend of RMB 2.00 per 10 shares (tax inclusive).
● This profit distribution is calculated based on the total share capital registered as of the equity record date of the profit distribution implementation. The specific date will be clearly stated in the equity profit distribution implementation announcement. If the Company’s total share capital changes before the equity record date of the profit distribution implementation, the per-share distribution ratio is intended to remain unchanged, with the total distribution amount adjusted accordingly, and relevant announcements will disclose the specific adjustments.
● The Company has not triggered the circumstances under Article 9.8.1, Paragraph 1, Item (8) of the “Shanghai Stock Exchange Stock Listing Rules” (hereinafter referred to as “Stock Listing Rules”) that may result in other risk warnings.
I. Content of Profit Distribution Plan
(I) Specific Content of Profit Distribution Plan
Audited by KPMG China Huazhen Accounting Firm (Special General Partnership), as of December 31, 2025, the parent company financial statement of Oriental Securities Co., Ltd. (hereinafter referred to as the “Company”) shows year-end available profit for distribution of RMB 7.704 billion. Based on the Board of Directors’ resolution, the Company’s 2025 annual profit distribution plan is as follows:
The Company’s profit distribution adopts a cash dividend method. Based on the total share capital of 8,496,645,292 shares as of the end of 2025, after deducting 61,546,481 shares held in the Company’s repurchase dedicated securities account, the Company proposes to distribute a cash dividend of RMB 2.00 per 10 shares (tax inclusive) to A-share and H-share shareholders registered as of the record date, totaling RMB 1.687 billion. The Company’s 2025 interim profit distribution was distributed in October 2025 with cash dividends of RMB 1.012 billion. Combined with the 2025 annual profit distribution proposed distribution amount, the total accounts for 47.91% of the 2025 consolidated net profit attributable to parent company owners.
The Company’s cash dividends are denominated and declared in RMB, paid in RMB to A-share shareholders, and paid in Hong Kong dollars to H-share shareholders. The actual Hong Kong dollar payment amount will be calculated based on the average benchmark exchange rate between RMB and Hong Kong dollar published by the People’s Bank of China on the five working days before the Company’s 2025 annual shareholders’ meeting.
Upon approval by the shareholders’ meeting, the Company’s profit distribution will be effected within two months from the date of the shareholders’ meeting. Regarding the A-share dividend record date, specific payment date, and information regarding H-share dividend record date, suspension of shareholder transfer registration, etc., the Company will provide separate notice.
If the Company’s total share capital changes before the equity record date of the profit distribution implementation, the per-share distribution ratio is intended to remain unchanged, with the total distribution amount adjusted accordingly, and separate announcement will be made of the specific adjustments.
This profit distribution plan remains to be submitted to the Company’s 2025 annual shareholders’ meeting for review.
(II) Whether Circumstances may Trigger Other Risk Warnings
The Company has not triggered the circumstances specified in Article 9.8.1, Paragraph 1, Item (8) of the “Stock Listing Rules.” The specific indicators are as follows:
Unit: RMB 100 million
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II. Decision-Making Procedures Performed by the Company
The 14th meeting of the Company’s Sixth Board of Directors was held on March 27, 2026, and the “Company 2025 Annual Profit Distribution Plan” was reviewed and approved with 15 votes in favor, 0 votes opposed, and 0 votes abstained. This profit distribution plan is consistent with the profit distribution policy specified in the Company Articles of Association and the shareholder return plan already disclosed by the Company.
III. Related Risk Reminders
This profit distribution plan has taken into account the Company’s development stage, future capital requirements, and other factors, and will not have a material impact on the Company’s earnings per share, cash flow situation, or normal operations.
Hereby