State Financial Regulatory Administration Issues "Interim Measures on Supervisory Rating of Wealth Management Companies"

MetaMuskRat · 2026-03-16T09:10:37+00:00

People's Finance News, March 16 — The National Financial Regulatory Administration has issued the "Interim Measures for Supervisory Rating of Wealth Management Companies." The measures propose that the supervisory rating elements for wealth management companies include six aspects: corporate governance, asset management capability, risk management, information disclosure, investor protection, and information technology. The rating comprises both qualitative and quantitative rating indicators. The maximum rating score is 100 points. The weight distribution for each rating element is as follows: corporate governance (10%), asset management capability (25%), risk management (25%), information disclosure (15%), investor protection (15%), and information technology (10%).

MetaMuskRat

2026-03-16 09:10:37

People’s Financial News, March 16 — The State Administration of Financial Supervision and Administration issued the “Interim Measures for the Supervision and Rating of Wealth Management Companies.” The measures specify that the regulatory rating factors for wealth management companies include corporate governance, asset management capability, risk management, information disclosure, investor rights protection, and information technology. These are composed of both qualitative and quantitative rating indicators. The maximum score for the rating is 100 points. The weightings for each rating factor are as follows: corporate governance (10%), asset management capability (25%), risk management (25%), information disclosure (15%), investor rights protection (15%), and information technology (10%).

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