The CSRC issues a warning letter to Caitong Securities

The China Securities Regulatory Commission has decided to issue a warning letter to Caitong Securities, pointing out violations such as inadequate implementation of internal control mechanisms for bonds, non-standard due diligence in underwriting, and failure to fulfill fiduciary duties responsibly. These actions violate multiple relevant regulations, and the CSRC has taken administrative regulatory measures in accordance with applicable laws. (CSRC)

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