Global TradFi & Macroeconomics

Focus on price action and volatility across stocks, bonds, forex, commodities, and major indices. Analyze macro indicators like interest rates, inflation, employment, and policy expectations to decode global liquidity shifts, risk sentiment, and cross-market correlations.
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FINRA Orders American Portfolios to Return $1.23M Over Early UIT Sales

FINRA ordered American Portfolios Financial Services to pay $1,232,939 in restitution plus interest and a $400,000 fine. The order addresses failures to supervise recommendations that customers sell unit investment trusts before maturity. The supervisory failures ran from January 2018 until
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GateMacroTradfiHub·09-23 10:14
FINRA Orders American Portfolios to Return $1.23M Over Early UIT Sales