CFTC Issues Notice of Proposed Rulemaking to Eliminate Requirement for SEFs to Permit Order Book Trading
The U.S. Commodity Futures Trading Commission (CFTC) issued an Advance Notice of Proposed Rulemaking (ANPR) seeking comment on an amendment to Rule 37.3(a)(2) that would eliminate the mandatory requirement for swap execution facilities (SEFs) to maintain an order book for “Permitted Transactions.” The proposed amendment specifically targets Permitted Transactions and would not affect the order book requirements applicable to Required Transactions. CFTC Proposed Amendments: Current Status, Basis
Bisc·08-21 01:56



