Lai Bao High-Tech has not received any administrative penalties in the past five years and was subject to a concern letter from the Shenzhen Stock Exchange in 2022.

Shenzhen Laibao High-Tech Co., Ltd. (Stock code: 002106, Stock abbreviation: Laibao Hi-Tech) recently issued an announcement disclosing the regulatory measures or penalties taken by securities regulatory authorities and securities exchanges against the company over the past five years. According to the announcement, over the past five years the company has not been penalized by securities regulatory authorities or securities exchanges. Only in 2022 did it receive a letter of inquiry from the Shenzhen Stock Exchange, which has been properly addressed.

The announcement states that since its listing, the company has strictly complied with relevant provisions and requirements under laws and regulations such as the Company Law, the Securities Law, and the Shenzhen Stock Exchange’s Stock Listing Rules, continuously improved its corporate governance structure and internal control systems, and standardized company operations. In light of the company’s plan to carry out a specific-entity issuance of A-share stock, pursuant to requirements under relevant laws and regulations, the company conducted a self-check of the regulatory situation for the most recent five years as of the date of disclosure of the announcement.

The self-check results show that regarding penalties, over the past five years the company has not been penalized by securities regulatory authorities or securities exchanges. Regarding regulatory measures, the company only received on March 31, 2022, a “Letter of Inquiry Regarding Shenzhen Laibao High-Tech Co., Ltd.” issued by the Shenzhen Stock Exchange’s Listing Company Management Department II (Company Department Letter of Inquiry [2022] No. 191). The letter requested the company to explain matters such as the communication between independent directors and the audit institution regarding the company’s financial data for 2021. After receiving the letter of inquiry, the company attached great importance to it, organized relevant departments to analyze and verify, and communicated with the audit institution and the related independent directors, providing responses to the questions raised in the letter of inquiry. The response announcement was disclosed on April 6, 2022 (Announcement No.: 2022-015). Aside from the above, over the past five years the company has not been subject to any other regulatory measures taken by securities regulatory authorities or securities exchanges.

Click to view the full text of the original announcement>>

Disclaimer: There are risks in the market; investment should be approached with caution. This article is automatically published by an AI large model based on third-party databases and does not represent opinions from Sina Finance. Any information appearing in this article is for reference only and does not constitute personal investment advice. If there is any discrepancy, please refer to the actual announcement. If you have any questions, please contact biz@staff.sina.com.cn.

A vast amount of information and precise analysis—only on the Sina Finance app

责任编辑：小浪快报