Pacific Securities receives warning letter; multiple violations in internal control and management

2026-03-10 16:35:18

Pacific Securities has been issued a warning letter due to multiple violations. The specific issues include inadequate internal controls over bonds, poor management of bond projects, and insufficient verification of asset securitization projects. These actions violate several securities laws, and the China Securities Regulatory Commission has decided to take administrative regulatory measures against them. Pacific Securities may file an administrative reconsideration or lawsuit within the specified period. (CSRC)

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